8816 Six Forks Road,
We are dedicated to providing financial guidance to help you pursue your financial goals.
An independent wealth management firm providing operational and investment support to entrepreneurial financial professionals.
The nation’s largest network of independent wealth management firms provides resources, scale, and stability to more than 10,000 financial professionals and more than $470 billion in total client assets as of March 31, 2021.
Founded in 1969, Royal Alliance Associates, Inc. is driven by a strong philosophy that independence is key to delivering sound investment guidance. Our affiliation with the firm empowers us to put your interests first with objective, carefully considered offerings—with no obligation or incentive to recommend any particular investment. Royal Alliance Associates, Inc. is part of Advisor Group, the largest network of independent wealth management firms in the country, providing even more strength and stability for us, and for you.
Though Royal Alliance Associates, Inc. is part of Advisor Group, it retains its own corporate culture. The company has access to the resources and financial stability of a large firm, while providing the personalized service usually found in much smaller firms. It is the best of both worlds. This two-pronged approach gives Royal Alliance Associates, Inc. the flexibility to understand our needs and concerns, and the wherewithal to address them. Both Royal Alliance Associates, Inc. and Advisor Group recognize the important role we play in the financial future of our clients and community.
Your brokerage account assets are held at a clearing firm, a separate and independent entity. The clearing firm is responsible for the safekeeping, servicing, segregation, and reporting of your assets, works with Pershing LLC (Member, FINRA, NYSE, and SIPC), a subsidiary of The Bank of New York Mellon Corporation, the nation’s oldest continuously operating bank. Pershing* is a leading provider of global financial services to institutions, corporations, and high-net-worth individuals, and custodies $2.0 trillion in global client assets.
Chief Marketing Officer
Business Development and Acquisitions
Director of Supervision