Broker Check

Meet the Team

A Shared Commitment Centered On You

Our Clearing Firm- Pershing

Your brokerage account assets are held at a clearing firm, a separate and independent entity. The clearing firm is responsible for the safekeeping, servicing, segregation, and reporting of your assets, works with Pershing LLC (Member, FINRA, NYSE, and SIPC), a subsidiary of The Bank of New York Mellon Corporation, the nation’s oldest continuously operating bank. Pershing* is a leading provider of global financial services to institutions, corporations, and high-net-worth individuals, and custodies $2.0 trillion in global client assets.

Our Advisors & Associates